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ICANN RESOLVES, WG-B POSITIONS, WG-C TALKS 'ROUGH CONCENSUS'
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New York, NY March 21, 2000 (ICB TOLL FREE NEWS) At its March 10, 2000 meeting in Cairo, the ICANN Board passed a set
of resolutions pertaining to the work the Names Council
has assigned to working groups B* and C. The
resolutions request that the Names Council submit recommendations on
the topic of the introduction of new generic top-level domains, taking
into account protection of globally famous trademarks, no later than
April 20, 2000. The ICANN Board also indicated its intent to act
on these issues at the mid-July ICANN meeting in Yokohama.
RESOLUTION
===================
New Top-Level Domains
Whereas, on April 30, 1999, the World Intellectual Property Organization
submitted a report to the ICANN Board containing recommendations
regarding the protection of globally famous trademarks and the
introduction of new generic top-level domains;
Whereas, in resolution 99.48, the Board referred those recommendations
to the Domain Name Supporting Organization (DNSO) for its
recommendations
on these topics, to be submitted to the ICANN Board at the earliest
practicable time after the Board's August 1999 meeting in Santiago,
Chile;
Whereas, the Names Counsel of the DNSO created working groups B and C
to study and report on these topics in July 1999;
Whereas, those working groups have discussed these topics for over
eight months;
Whereas, on March 8, 2000, the Names Council requested that reports
from these working groups be submitted to it for comment within ten
days and declared its intention to submit the reports for public
comment for a period of four weeks, after which the Names Council
will promptly review and make recommendations on the reports;
Resolved that the Names Council is requested to submit
recommendations on the topic of the introduction of new generic
top-level domains, taking into account protection of globally famous
trademarks, no later than April 20, 2000;
Resolved that the staff is authorized and instructed to prepare,
taking into account any working group reports and Names Council
recommendations received and based on consultation with the Names
Council, draft policies, draft implementation documents, commentary,
and statements of issues on these topics, to be posted for public
comment on the ICANN web site in advance of the Board's meeting
in Yokohama on July 15-16, 2000; and
Resolved that the Board notes its intention to act on these topics
at the Yokohama meeting.
WORKING GROUP B
==================
This is an interim status report, required by the DNSO Names Counsel's resolution. The Working Group will now work on the formulation of a formal interim report to submit to the Names Counsel within the next three weeks.
The State of Affairs in Working Group B
Working Group B was created in Berlin last year. Since then the group has
met at each of the last three ICANN regional meetings. There are currently
over 120 participants on the Working Group B mailing list. Although the
majority of the participants are trademark attorneys and/or brand managers,
the remaining participants are scattered among a diverse cross section of
the other six DNSO constituencies.
At the end of last year, there was a call for position papers among the
groups' participants. From these papers and subsequent discussions there
have emerged a number of viewpoints which are summarized below.
Unlike the Paper presented to the Names Council from WG-C, the following
"State of Affairs in Working Group B" is not a collaborative effort by WG-B,
and has not been seen, discussed or reviewed by WG-B. It is a good faith
effort by elected WG-B chair Michael Palage, with some edits from Kathryn
Kleiman, to respond in a timely effort to the request of the Names Council
for a status report. The report will now be circulated for review and
discussion by the WG-B, and for additional work on consensus. It is
contemplated that within three week a formal report will be submitted to the
board.
Non-commercial Constituency Position Paper: This position paper argues that
the creation of a list of famous marks which are then excluded from all new
gTLDs would greatly expand the existing rights of famous mark holders. It
would allow those who hold marks that are famous in one context, to block
future domain name holders in the new gTLDs from using words in
noncommercial and generic ways that are specifically protected under
domestic laws of sovereign countries internationally. It would eliminate
the ability of individuals, noncommercial groups and small businesses to
register domain names in new gTLDs for protected noncommercial uses(such as
"bell" by a school group or "apple" for a children's noncommercial program)
and also for protected generic uses(such as "bell" by a bell manufacturer or
"apple" by an small apple farmer). Instead of the WIPO/IPC proposal, the
Non-Commercial Paper proposes creation of a .TMK top level domain (others
have called it .FAME) for famous marks in which WIPO could create a list of
famous marks owners, these famous names would be registered in this new
gTLD, and the gTLD would be branded as "the place to be in e-commerce."
Registrar Proposal: The Registrar Constituency did not formally submit a
position paper. However, the constituency has recently backed the principles
set forth in the Palage Proposal. Specifically, the use of a sunrise period
to protect the interests of the famous trademark holders. Prior to Cairo,
the registrars opposed the creation of a famous trademark list and instead
advocated all registered trademark owners being able to participate in the
sunrise period. However, as a result of subsequent negotiations with the
IPC, they are now willing to support the creation of a Famous Trademark list
as long as such list is used exclusively as part of the sunrise period and
not as part of any filtering mechanism. During this sunrise period the
famous trademark owners would be able to register a limited number of
variations of domain names related to the core famous trademark. The
registrars are now seeking to gain support for this revised proposal among a
broad base of registration authorities, i.e. gTLDs and ccTLDs.
Palage Position Paper: This position paper advocates the creation of a
famous mark list primarily using the criteria set forth in the WIPO report.
However, it also advocated the use of some objective criteria to provide
some safeguards from the list growing out of control. As previously stated
in the Registrar Proposal, the Palage Position Paper would allow for a
famous trademark owner to register a number of domain name variations during
the sunrise period to protect its sub-string variation interests.
Intellectual Property Constituency Position Paper: The IPC's most recent
position paper advocates the creation of a famous marks list which would be
used to preclude the registration of a domain name that is identical to or
nearly identical to a famous mark on such list. The creation of a famous
marks list would be based on the criteria set forth in paragraphs 284-285 of
the April 30, 1999 'Report of the WIPO Internet Domain Name Process.'
Eileen Kent Position Paper: This was a paper submitted during the position paper submission period and called for a free market system in which all trademark owners would be able to subscribe to a notification system.
Harald Alvestrand Position Paper: This paper was also submitted during the
position paper submission period and called for the creation of a finite
list of famous marks by WIPO of between ten (10) and one hundred (100)
marks. This proposal would allow the famous mark owner to register the mark
and a small number of identically similar marks, i.e. 's, dashes, etc. If
the famous trademark owner did not elect to register the mark, an Internet
user would be directed to a default page stating that the domain name is
intentionally not being used.
Philip Sheppard/Kathryn Kleiman Compromise Position Paper: Sheppard and
Kleiman, co-liasion Names Counsel representatives of WG-B appointed fairly
recently by the Names Council, sat down together to try to bridge seemingly
unbridgeable gulfs. In a paper drafted by Sheppard and now circulated to
WG-B and WG-C, Sheppard and Kleiman propose a new "common ground" based
largely on the "Principle of Differentiation" - "that the selection of a
gTLD string should not confuse net users and so gTLDs should be clearly
differentiated by the string and/or by the marketing and functionality
associated with the string." Other principles support the goal of
"findability" - that coke as a power source and coke as a beverage can
coexist as domain names in new gTLDs provided the new gTLDs provide the
Internet user with a sense of their different purposes and uses.
Update Section
Following the ICANN meeting in Cairo and there has been much activity among
a couple of the Constituencies, namely the Registrar and Intellectual
Property Constituencies. Outlined below are some of the activities that
each Constituency has reported
The Registrar Constituency:
Since Cairo, the registrar constituency has potentially agreed upon the
following amendments to it original position statement. Specifically, the
Registrars are willing to back the creation of a Famous Marks list by a
qualified administrative panel such as WIPO, provided that such list is only
used in connection with a voluntary sunrise period and NOT in connection
with any filtering mechanism.
The registrars, in an effort to seek consensus on behalf of the Intellectual
Property (IPC) and the Non-Commercial (NCC) Constituencies, are also
considering the following: 1) to address the concerns of the IPC with regard
to sub-string protection, which is not currently part of the WIPO Chapter
Four proposal, allowing the famous mark holders the ability to register a
limited number of sub-string variations during the sunrise period; and 2) to
address the concerns of the NCC, whether such a sunrise period is
appropriate in any new chartered non-commercial top-level domains.
The registrars are sensitive to the IPC concerns about the sunrise period
being perceived by its membership as a forced sale. However, the Registrars
believe that such a sunrise provision is inherently more favorable than the
current WIPO proposal that only entitles the Famous Trademark owner to an
exact match exclusion and an evidentiary presumption in connection with any
variation of the mark with respect to the UDRP (see Paragraph 288 of the
WIPO Final Report). The registrars will continue to work with all DNSO
constituencies to find an equitable solution to this problem. The registrar
constituency has also informed the IPC that it is currently working on a
Registrar Code of Conduct that should address some of its other concerns
related to the controlled responsible growth of the name space.
With regard to the joint proposal by Sheppard and Kleiman, the registrars
believe that the document is overall non-responsible to the core issues of
Working Group B, i.e. protection of famous trademarks. Moreover, several
registrars have voiced strong opposition to the proposal because it appears
on it face to advocate the expansion of the names space with chartered
top-level domains only. However, there are basic principals within this
document that are consistent with the registrar constituency's viewpoints.
The Intellectual Property Constituency:
The representatives of the IPC in Cairo were encouraged by the informal
discussions which they held with representatives of the Registrars
Constituency. At a high level, it seemed to the IPC representatives that
the two constituencies were in fundamental agreement that trademarks should
be protected against the abusive registration of domain names by
cybersquatters and that this protection should encompass a certain penumbra
around the trademark. These discussions gave the IPC representatives a
certain degree of cautious optimism that a solution could be found to this
problem with continued good faith efforts and dialogue between the
constituencies. Achieving a solution to this problem together with a robust,
freely available and searchable WHOIS which includes complete and accurate
registrant contact data, an equitable and efficient dispute resolution
policy, and an effective mechanism by ICANN to ensure compliance with best
practices would significantly alleviate the concerns of the IPC. In
addressing these areas, we believe that the two groups can help to ensure
the integrity and trust which consumers and businesses need in the Internet.
The Non-Commercial Constituency:
The Non-Commercial Constituency is currently working on providing the
Working Group with its latest consensus building efforts. Kathy Kleiman has
notified me that at such time when this information is available it will be
forwarded to me for inclusion into the report.
Respectfully Submitted
Michael D. Palage
Elected Chair Working Group B
==========================================
WORKING GROUP C
Report (Part One) of Working Group C of the Domain Name Supporting Organization
Internet Corporation for Assigned Names and Numbers
This document is Part One of the Report of Working Group C. It sets out the
rough consensus of the group regarding whether there should be new generic
top-level domains (gTLDs), and if so, how quickly they should be added to the
root as an initial matter.
Introduction and summary
Working Group C has reached rough consensus on two issues. The first is that
ICANN should add new gTLDs to the root. The second is that ICANN should begin
the deployment of new gTLDs with an initial rollout of six to ten new gTLDs,
followed by an evaluation period. This report will address each of these issues
separately. For each of the issues, it will summarize the discussions within
the working group, arguments pro and con, and comments received from the
public. It will then briefly summarize the ongoing work of the group.
Procedural and outreach history
The Names Council approved the charter of Working Group C on June 25, 1999, and
named Javier Sola (Business constituency) as its chair. On July 29, the working
group members elected Jonathan Weinberg co-chair. The working group includes
extensive representation from each of the constituencies. It is open to anyone
who wishes to join, and currently has about 140 members, many of whom are
inactive. (For most of the life of the working group, no NSI representative
participated. When WG-C's co-chair solicited greater participation from the
Registry constituency, Don Telage explained that NSI had chosen not to involve
itself in the WG-C process. That representational gap has been filled now that
Roger Cochetti and Tony Rutkowski, WG-C members from the start, have joined NSI
in senior policymaking capacities.)
On October 23, 1999, the Working Group released its Interim Report. That report
described the issues on which the Working Group had reached rough consensus to
date. It also included seven "position papers," setting out alternative
scenarios for the introduction of new gTLDs. Those position papers usefully
illustrate alternate approaches to expanding the name space, and address a
broader range of issues than does this Report; they are available at
<http://www.dnso.org/dnso/notes/19991023.NCwgc-report.html>.
On November 23, 1999, the Names Council formally requested public comment on the
Interim Report. This call for comments was publicized on a variety of mailing
lists maintained by the DNSO, including ga-announce, ga, and liaison7c (which
includes the constituency secretariats). In addition, WG-C's co-chair spoke at
the meetings of most of the constituencies at the Los Angeles ICANN meeting, and
urged constituency members to file comments. Nearly 300 comments were filed in
response to the interim report. They included responses from leading members of
all of the constituencies but two - the record does not include comments from
the ccTLD or Registry constituencies (although ccTLD members participated in the
discussions that led to the Interim Report, and WG-C's co-chair expressly
solicited the comments of both of those groups).
The initial draft of this report was circulated to the working group on March 2,
2000, and the report was presented to the Names Council on March 8. The working
group approved this revised version of the report in a vote that closed on March
20.
Issue One - Should There Be New gTLDs?
Discussions within the working group
The working group quickly -- by mid-July, 1999 -- reached consensus that there
should be new global top-level domains. There was very little dissent from this
position.
Arguments supporting the consensus position
Expanding the number of TLDs will increase consumer choice, and create
opportunities for entities that have been shut out under the current name
structure. Today, .com stands astride the name space: it has more registrations
than all other top-level domain names combined, and is ten times the size of the
largest ccTLD. Yet it has become nearly impossible to register a new simple
domain name there: Almost a year ago, in April 1999, a survey found that of
25,500 standard English-language dictionary words, only 1,760 were free in the
.com domain.
This situation is undesirable. It requires companies to register increasingly
unwieldy domain names for themselves, and is inflating the value of the
secondary (speculators') market in .com domain names. Existing second-level
domain names under the .com TLD routinely change hands for enormously inflated
prices. These are legitimate trades of ordinary, untrademarked words; their high
prices reflect the artificial scarcity of common names in existing gTLDs, and
the premium on .com names in particular. The inflated value of the speculators'
market imposes additional costs on businesses making defensive registrations of
domain names.
Companies that currently have a domain name in the form of
have an extremely important marketing and name-recognition tool. They have an
advantage over all other companies that do not have addresses in that form,
because the companyname.com firms are the ones that consumers, surfing the Net,
will be able to find most easily. If the name space is expanded, companies will
be able to get easy-to-remember domain names more easily, and the entry barriers
to successful participation in electronic commerce will be lowered. Addition of
new gTLDs will allow different companies to have the same second-level domain
name in different TLDs. Those businesses will have to compete based on price,
quality and service, rather than on the happenstance of which company locked up
the most desirable domain name first.
Similarly, addition of new gTLDs could enlarge noncommercial name space, and
allow the creation of top-level domains designed to serve noncommercial goals.
One proposal made in WG-C, widely applauded in the public comments, advocated
the creation of a new top-level domain to be operated by North American
indigenous peoples. Other examples are easy to imagine.
Creation of new generic top-level domains can be beneficial in other respects.
One proposal before WG-C, with significant support, urges the creation of
multiple registries, each capable of managing registrations for multiple TLDs,
so as to eliminate the single point of failure for the registration process.
Under this view, multiple new gTLDs are necessary to support the multiple
registries needed for stability.
Adding new gTLDs to the root, finally, is an important part of ICANN's mandate.
ICANN was created because the institutions that preceded it were unable to
resolve the intense political and economic conflicts created by demand for new
top-level domain names. The U.S. Department of Commerce's White Paper saw the
establishment of policy "for determining the circumstances under which new TLDs
are added to the root system" as one of ICANN's fundamental goals.
Arguments opposing the consensus position
Three arguments were made in WG-C that cut against the addition of new gTLDs.
First, some working group members suggested that the perceived need for new
gTLDs was illusory. Public commenters raising this issue included Bell Atlantic
and Marilyn Cade.
Second, some working group members suggested that an increase in the number of
top-level domains could confuse consumers, because it would be harder for
consumers to keep in mind and remember a larger set of top-level domains.
Accordingly, any increase in the number of new gTLDs should be cautious.
Notwithstanding requests, though, no working group member offered studies or
other evidence backing up this view.
Finally, some working group members raised trademark policing concerns:
Expansion of the domain space will create additional opportunities for the
registration of domain names that are confusingly similar to existing
trademarks. It will present a risk that bad actors will seek to confuse
consumers by registering SLD strings identical to those registered by others in
other TLDs. It will likely increase trademark owners' policing costs and the
costs of defensive registrations.
The relationship between domain names and trademark rights presents an important
and difficult issue, and is appropriately addressed by registry data maintenance
requirements, dispute resolution mechanisms such as the UDRP, and any other
device that ICANN may choose to adopt, as well as by national legislation.
Trademark owners' concerns in this regard are important ones, and not to be
overlooked. In public comments on the Interim Report, a substantial number of
commenters urged that deployment should be delayed until after implementation of
the uniform dispute resolution procedure, improved domain name registration
procedures, and adoption of a system for protecting famous marks. They
included, among others, Jonathan Cohen (then an NC member, IPC), Dr. Victoria
Carrington, AOL, British Telecom, Disney, INTA, Nintendo of America and Time
Warner. Steven Metalitz expressed a similar view: "New gTLD's should be
inaugurated only when, and to the extent that, established and proven procedures
are in place in the existing gTLD's to improve the quality and accessibility of
registrant contact data, as well as satisfactory dispute resolution
procedures." The comments of the WG-C Rapporteur of the Business & Commercial
constituency urged, on behalf of the constituency, that "business requirements
such as the effective implementation of the UDRP and international business
practices such as jurisdictional domains"should be addressed satisfactorily
before new gTLDs are deployed. The Software and Information Industry
Association noted its support for adding new gTLDs, but only after the creation
of a robust, responsive whois system.
Other commenters, by contrast, do not believe that trademark-related concerns
justify delay in the introduction of new gTLDs. These included Hirofumi Hotta
(NC member, ISPCPC) (emphasizing that discussion of famous-mark protection
should not delay the gTLD rollout), Kathryn Kleiman (NC member, NCDNHC), Michael
Schneider (NC member, ISPCPC), Computer Professionals for Social Responsibility,
Melbourne IT, AXISNET (Peruvian Association of Users and ISPs), the United
States Small Business Administration's Office of Advocacy, Register.com,
InterWorking Labs, Tucows.com, InterAccess Company and PSI-Japan. Raul
Echeberria (then an NC member, NCDNHC) filed comments urging that the
establishment of new gTLDs was important and positive, but that rules should be
devised to avoid massive speculative purchases of domains in the new TLDs, or
trademark holders simply duplicating their existing domains.
Within the working group, the argument that ICANN should impose substantial
delays on the initial deployment of new gTLDs in the interest of adopting or
perfecting trademark- protective mechanisms won little support except from
Intellectual Property constituency members.
Public comments
The discussion above canvasses many of the public comments received. By far the
largest set of comments, however, addressed a specific implementation of the
principles discussed above. Nearly 180 commenters (a majority of the comments
filed) supported the creation of a particular proposed new domain: .NAA,
proposed as a new gTLD to be run by North American indigenous peoples.
Issue Two - What Should be the Nature of the Initial Rollout?
Discussions within the working group
In working group discussions, members of the working group initially expressed
sharply varying positions on the nature of the initial rollout. Some working
group members urged that ICANN should immediately announce its intention to
authorize hundreds of new gTLDs over the course of the next few years. While
ICANN might interrupt that process if it observed serious problems with the
rollout, the presumption would be in favor of deployment to the limits of the
technically feasible and operationally stable. If ICANN simply deployed a small
number of new gTLDs with no commitment to add more, they argued, the public
would have to make registration decisions based on the possibility that the
small number of new gTLDs would be the only options. This would give the new
registries oligopoly power and the ability to earn greater-than-competitive
profits; it would encourage pre-emptive and speculative registrations based on
the possibility of continued artificial scarcity. By contrast, they urged, an
ICANN decision to deploy a large number of gTLDs would enable competition and a
level playing field: If ICANN announced an intention to add hundreds of new
gTLDs over a three-year period, no new registry could exercise market power
based on the prospect of a continued artificial scarcity of names.
Other working group members took the opposite approach. New gTLDs, they urged,
could seriously aggravate the problems facing trademark rightsholders in the
existing domain name space. Accordingly, they urged, new gTLDs should be
introduced only slowly and in a controlled manner, and only after effective
trademark protection mechanisms had been implemented and shown to be effective.
A third set of working group members took still another approach. In the long
term, they stated, it would be desirable for ICANN to allow the deployment of
new gTLDs to the limits of the technically feasible and operationally stable.
As a short-term matter, however, the immediate deployment of hundreds of new
TLDs would not be prudent. The operationally safer course, rather, should be to
deploy a smaller number, and to follow that deployment with an evaluation period
during which the Internet community could assess the initial deployment. ICANN
would go on to deploy additional TLDs if no serious problems arose in the
initial rollout.
The proposal that ICANN start by deploying six to ten new TLDs, followed by an
evaluation period, was crafted as a compromise position to bridge the gap
separating the three groups, and to enable a rough consensus to form in the
middle ground.
In September 1999, the WG-C co-chairs made the determination that the working
group had reached rough consensus supporting the compromise position. Because
there had been no formal consensus call, though, the working group held a vote
in December 1999 to reaffirm that consensus. Following the lead of Working Group
B, the working group determined in advance that a two-thirds margin would
constitute adequate evidence of rough consensus. The vote reaffirmed the "six
to ten, followed by an evaluation period" compromise position as the rough
consensus of the working group, by a margin of 44 to 20. (A substantial number
of working group members did not cast votes. In addition, some working group
members, having been solicited to vote, sent messages to the list explaining
that they were declining to take a position at that time, and listed themselves
as consequently abstaining. Neither the non-voters nor the abstainers were
counted in figuring the two-thirds majority.) Arguments supporting the consensus
position The "six to ten, followed by an evaluation period" consensus position
has the advantage of being a compromise proposal supported by a wide range of
working group members. In a bottom-up, consensus-driven organization, broad
agreement on a policy path is valuable for its own sake. The sense of the bulk
of the working group is that this proposal strikes an appropriate balance
between slower, contingent deployment of new gTLDs and faster, more nearly
certain, deployment.
Arguments opposing the consensus position
Three arguments were made in the working group against the proposal. The first
was that the contemplated initial deployment was too large; rather, some WG
members urged, it would be appropriate, following the implementation of
effective intellectual property protections, for ICANN to roll out no more than
two or three new gTLDs. The second argument was that the contemplated initial
deployment was too *small*: that, as detailed above, a deployment of only six to
ten, without an upfront commitment to roll out many more, will be a half-measure
that would grant oligopoly power to the lucky registries selected for the
initial rollout.
Commenters expressed agreement with each of these positions: Bell Atlantic and
Marilyn Cade supported the introduction of just a single new gTLD at the outset;
British Telecom and Time Warner urged the initial rollout of only a few. The
submission of the WG-C Rapporteur of the Business & Commercial constituency, on
behalf of that constituency, urged that ICANN should start with a "very small
number" of new gTLDs. Other commenters, including Jonathan Cohen (then an NC
member, IPC), Dr. Victoria Carrington, AOL, Disney and Nintendo of America,
generally endorsed the statement that the introduction of new gTLDs should be
slow and controlled, and should incorporate an evaluation period.
By contrast, Hirofumi Hotta (NC member, ISPCPC), Kathryn Kleiman (NC member,
NCDNHC), Michael Schneider (NC member, ISPCPC), Computer Professionals for
Social Responsibility, AXISNET, InterWorking Labs, Tucows.com and InterAccess
Company supported the position that ICANN should, at the outset, announce a
schedule for introducing hundreds of new TLDs. The Office of Advocacy, U.S.
Small Business Administration concluded that ICANN should start with a limited
introduction of new TLDs followed by an evaluation period, but that ICANN should
announce in advance that it would continue with a steady introduction of
additional TLDs so long as pre-announced technical criteria were met. Raul
Echeberria (then an NC member, NCDNHC) stated that ICANN should evaluate the
operation and market acceptance of the TLDs added in the initial rollout before
creating or announcing more. Melbourne IT, PSI-Japan and Register.com all
supported the compromise position of an initial rollout of six to ten new gTLDs
followed by an evaluation period.
Most WG members concluded that a deployment of fewer than 6-10 would not give
ICANN the information that it would need to make sensible later decisions, and
was smaller than caution dictated. At the same time, most WG-C members felt
that an initial commitment to many more than 6-10 would not be operationally
sound. Until we see the consequences for the domain name space of adding new
gTLDs, there are advantages to a more circumspect path.
The final objection raised was that the consensus agreement answered the wrong
question: The working group, said some, should not be addressing the number of
new gTLDs at all before resolving such issues as whether the new top-level
domains should be general-purpose (like .com), special-purpose, or some
combination of the two. These issues are discussed in this report under the
heading of "ongoing work," and certainly it would not have been inappropriate
for the WG to have sought to reach conclusions on those matters before
discussing Issue Two. But most members of the working group concluded that the
size of the initial rollout could and should be addressed first, before
resolving less tractable issues.
Ongoing work
Remaining questions before the working group include how the new gTLDs deployed
in the initial rollout, and their associated registries, should be selected. In
initial discussion and straw polls on this issue, working group members fell
into several camps. One group urged that ICANN should first select new gTLD
strings, and only then call for applications from registries wishing to operate
those TLDs. A second group urged that ICANN should select new gTLD registries
on the basis of objective criteria, and allow the registries to choose their own
gTLDs in response to market considerations. A third group suggested that
registries should apply describing their proposed gTLDs, and that an ICANN body
or process would then make selections taking into account the characteristics of
both the registry and its proposed gTLD. The working group considered the third
option, viewed as a possible middle ground, as a consensus call, relating only
to the initial rollout of six to ten new gTLDs.
Thirteen "yes" votes were cast in that consensus call, and five "no" votes.
While the votes cast were markedly in favor, it's the view of the co-chair that
a finding of rough consensus, at this date, would be premature. Only a small
number of people voted: In contrast to the 64 votes cast on the consensus call
relating to the size of the initial deployment (well over half of the membership
of the WG at the time), only eighteen people chose to cast a vote on this
matter. Even some active participants in the discussion of the consensus call
did not cast votes. This makes the vote less reliable as a gauge of the views of
the working group as a whole. Other factors making it difficult to draw an
unambiguous consensus from the vote include the facts that some of those who
voted "yes" added additional caveats conditioning their support, and that voters
may have had varying understandings as to how the term "registry" in the
consensus call should be understood, and what an application would entail. ("No"
voters urged both that the consensus proposal would give too much discretionary
authority to ICANN, and that it would preclude ICANN from considering gTLD
proposals that came from entities other than would-be registries.)
It appears to be the sense of the working group, among both supporters and
opponents of the consensus call, that ICANN's selection process should be
procedurally regular and guided by pre-announced selection criteria. Further, it
appears to be the sense of the working group that the namespace should have room
for both limited-purpose gTLDs (which have a charter that substantially limits
who can register there) and open, general-purpose gTLDs. The working group
extensively discussed a set of eight principles, drafted by Philip Sheppard (NC
member, Business) and Kathryn Kleiman (NC member, NCDNHC), against which
applications for new TLDs might be judged. The proposed principles, in their
current iteration, incorporate the keywords Certainty, Honesty, Differentiation,
Competition, Diversity, Semantics, Multiplicity and Simplicity. However, the
working group has not so far achieved a consensus on the content or usefulness
of the principles.
Conclusion
In summary, Working Group C has reached rough consensus on two issues. The first
is that ICANN should add new gTLDs to the root. The second is that ICANN should
begin the deployment of new gTLDs with an initial rollout of six to ten new
gTLDs, followed by an evaluation period. The working group is continuing to
address other issues, including the mechanism through which new gTLDs and
registries should be selected. While there is sentiment within the working
group for the compromise position that registries should apply describing their
proposed gTLDs, and that an ICANN body or process should make selections taking
into account the characteristics of both the registries and their proposed
gTLDs, a finding of rough consensus on this point would be premature.
--------------
A detailed summary of the public comments on the working group's Oct. 23, 1999
interim report is available at
http://www.dnso.org/wgroups/wg-c/Arc01/msg00490.html
*ICB publisher Judith Oppenheimer is a Working Group B participant.
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